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Reg S-P

WEBINAR: Preparing for the Regulation S-P Amendments – Are You Ready?

 

Join FiSolve’s Sean Kreiger, along with industry experts Caleb Dubois and Mick Grayson, as they discuss the Regulation S-P amendments. The webinar provides insights from legal, compliance, operations, and IT/cybersecurity professionals on key challenges posed by the Reg S-P amendments, practical guidance and best practices to help your firm achieve and maintain compliance, and ways to assess and strengthen your policies, procedures, controls, and vendor oversight programs.

Watch the webinar to learn more…

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We will show you how FiSolve will position your firm to grow its assets and bolster its processes.