Your company’s one source for robust operations, legal and compliance support.
Your company’s one source for robust operations, legal and compliance support.
FiSolve helps asset management and financial services firms achieve and sustain excellence in operational processes, legal oversight and compliance support so our clients may drive business forward.
Our team helps your team when embarking on new business initiatives, evaluating and overseeing your service providers, and providing the absolute best client experience.
Operations, legal and compliance departments at money managers and financial services firms have been under tremendous strain.
FiSolve is here to level the playing field.
“FiSolve brings a unique perspective by helping us with operations, legal and compliance. We receive top-level support to our teams in a thoughtful and cost effective manner.”
Christopher Barnett, co-CEO and Managing Member
Who We Serve
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Ways FiSolve Can Help
The SEC’s 2026 Examination Priorities
On November 17, 2025, the U.S. Securities and Exchange Commission Division of Examinations released its Fiscal Year 2026 Examination Priorities Memorandum. While many anticipated items…
2026 FINRA Annual Regulatory Oversight Report – Executive Leadership Briefing
FINRA’s Annual Regulatory Oversight Report Summary underscores a continuation of high-risk themes while introducing new expectations around emerging technologies and complex product oversight. The…
WEBINAR: Navigating the Future: Trends in Investment Product Launches
Join FiSolve’s Steven Yadegari, along with experts Jennifer Grybowski, Wesley Gray, Christopher Rosenthal, and Kevin Wolf, to discuss investment product launches. This webinar explores…
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We will show you how FiSolve will position your firm to grow its assets and bolster its processes.