Your company’s one source for robust operations, legal and compliance support.

Your company’s one source for robust operations, legal and compliance support.

FiSolve helps asset management and financial services firms achieve and sustain excellence in operational processes, legal oversight and compliance support so our clients may drive business forward.

Our team helps your team when embarking on new business initiatives, evaluating and overseeing your service providers, and providing the absolute best client experience.

FiSolve infographic

Operations, legal and compliance departments at money managers and financial services firms have been under tremendous strain.

Firms are facing increasing pressure on fees and reduced margins.

Adding headcount and keeping pace with regulations and technology is a major challenge.

Delivering exceptional client service backed by a strong operational and regulatory program may seem out of reach.

FiSolve is here to level the playing field.

“FiSolve brings a unique perspective by helping us with operations, legal and compliance. We receive top-level support to our teams in a thoughtful and cost effective manner.”

Christopher Barnett, co-CEO and Managing Member


Who We Serve

Investment Advisers

Wealth Managers

Hedge Funds

Mutual Funds and ETFs


Series Trust

Private Equity

Venture Firms



Trust Companies

Fund of Funds


Imagine Having An Expert Bolster Your Team As Needed.

You can! Learn how by subscribing to our email list and receiving our free guide.

Ways FiSolve Can Help

SEC Risk Alert: Safeguarding Customer Records and Information at Branch Offices

  On April 26, 2023, the U.S. Securities and Exchange Commission’s Division of Examinations issued a Risk Alert to highlight the importance of establishing written…

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SEC RISK ALERT: Observations from Examinations of Newly-Registered Advisers

    On March 27, 2023, Staff from the SEC’s Division of Examinations published guidance stemming from examinations of newly registered investment advisers.  The Staff…

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SEC Division of Examinations Announces 2023 Priorities

2023 SEC EXAMINATION PRIORITIES On February 7, 2023, the United States Securities and Exchange Commission’s Division of Examination (“Examination Staff”) published its 2023 examination priorities…

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Contact Us Today

We will show you how FiSolve will position your firm to grow its assets and bolster its processes.