WEBINAR: Building a Stellar 2025 Compliance Program for Broker-Dealers and Investment Advisers

As we enter 2025, ensuring your compliance program meets all regulatory requirements is essential for a successful year. Join FiSolve’s Sean Krieger and Kimberly Johnson as they explore best practices for broker-dealer and investment adviser firms.

Watch the webinar to learn more about creating a successful compliance program in 2025…