Martha is a senior level Financial Services Compliance Professional and proven leader with expertise in the U.S. asset management sector with investment advisers and broker dealers. Prior to joining FiSolve, Martha was a Managing Director at BNY Mellon where she led the Compliance Support Services and Regulatory Filings Groups that supported a range of client needs. Martha also has served as the Chief Compliance Officer for several mutual fund companies and broker-dealers under the Columbia Management umbrella when it was part of FleetBoston Financial. Martha has a BA from Northeastern University in Political Science/Public Administration, and she holds an MBA from Suffolk University.
Martha has developed and implemented compliance frameworks, including written policies and procedures, testing and monitoring, and training programs for both in-house and third-party clients. Martha has conducted mock SEC and FINRA examinations and acted as a liaison and primary point of contact for regulators, in-house legal and corporate compliance groups, and external auditors.
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