Libby Liebig

Ms. Liebig has worked in the investment management industry for 30+ years, with over 20 years specifically in compliance functions. Currently, Ms. Liebig is a Compliance Consultant serving SEC-registered investment advisors in compliance and regulatory matters. Prior to starting her consulting business in June, 2023, Ms. Liebig was the Deputy Chief Compliance Officer – Advisory for Stifel, Nicolaus & Co., Inc. and Chief Compliance Officer for Washington Crossing Advisors, a subsidiary of Stifel. Prior to Stifel, she was Deputy Chief Compliance Officer at Mercer Investment Consulting, Chief Compliance Officer for NorthPointe Capital, LLC, an equity-only institutional investment management firm, and Vice President and Compliance Officer for HarbourVest Partners, LLC, a multi-billion dollar private equity firm in Boston. She was also previously a Compliance Director at Babson Capital Management and has held positions in the compliance departments at Pioneer Investment Management and Lee Munder Capital Group and was the Director of Mutual Fund Operations for The Munder Funds.

Ms. Liebig is experienced in developing, implementing, monitoring and testing compliance programs for investment adviser and mutual fund complexes and has a broad range of compliance and operations experience. Her expertise includes drafting policies and procedures and conducting audits, with additional proficiency in registrations and filings, codes of ethics, oversight of firm trading, and advertising and marketing reviews.

She received her BSc in Business Management from the University of Phoenix - Boston and her MBA from the New England College of Business and Finance, also in Boston. Libby lives in the St. Louis, Missouri area with her husband Edward, their spoiled dogs and chickens, and where she cares for the many woodland creatures who make their home there as well.