WEBINAR – Best Practices: Retention of Text Messages, Slack and Other Electronic Communications

Since 2022, the SEC has initiated over 30 enforcement actions, resulting in more than $1.5 billion in penalties to enforce compliance with federal securities laws related to recordkeeping. This webinar explores the regulatory expectations for retaining employee text messages, and the best practices for Slack governance and other electronic communications.

Watch to learn more about…

• Regulatory Compliance: We discuss how to safeguard your firm against penalties by ensuring robust adherence to federal requirements and updating compliance frameworks.
• Message Retention Policies: We discuss the impact of recent regulatory actions on message retention policies and best practices for compliance.
• Emojis in Contracts: We examine recent case law where emojis were deemed contractual communication, including legal principles and court rulings.