Jessica Sweeney

Jessica is a Regulatory and Compliance Specialist at FiSolve with a strong background in broker-dealer compliance, regulatory strategy, and risk management. Prior to joining FiSolve, she held senior roles at Bloomberg, Thomson Reuters, Morgan Stanley, and FINRA, bringing extensive expertise in fintech and electronic trading environments. She specializes in developing and implementing compliance frameworks that mitigate risk and ensure regulatory adherence.

Jessica most recently served as Compliance Officer for Bloomberg’s electronic trading businesses with a focus on SEC and FINRA regulation. Prior to her tenure at Bloomberg, she was Chief Compliance Officer for Thomson Reuters’ limited-purpose broker-dealers, REDI Global Technologies and Reuters Transaction Services. Earlier in her career, Jessica was a Compliance Examiner at FINRA, conducting examinations of broker-dealer trading activity and supervisory practices, and a Risk Management Associate at Morgan Stanley where she was a founding member of the Regulatory Control Group overseeing regulatory risk for the Institutional Equities Division.

Jessica holds FINRA Series 7 and Series 24 licenses and is recognized for her collaborative approach, regulatory expertise, and ability to deliver practical compliance solutions that support business growth.