Your company’s one source for robust operations, legal and compliance support.
Your company’s one source for robust operations, legal and compliance support.
FiSolve helps asset management and financial services firms achieve and sustain excellence in operational processes, legal oversight and compliance support so our clients may drive business forward.
Our team helps your team when embarking on new business initiatives, evaluating and overseeing your service providers, and providing the absolute best client experience.
Operations, legal and compliance departments at money managers and financial services firms have been under tremendous strain.
FiSolve is here to level the playing field.
“FiSolve brings a unique perspective by helping us with operations, legal and compliance. We receive top-level support to our teams in a thoughtful and cost effective manner.”
Christopher Barnett, co-CEO and Managing Member
Who We Serve
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Ways FiSolve Can Help
FINRA Rule 3290: A Significant Shift in the Supervision of Outside Business Activities
On September 15, 2026, the SEC approved FINRA Rule 3290, a significant modernization of the framework governing associated persons’ outside business activities. This Client…
CLIENT ALERT: SEC Proposes Rescission of the Investment Adviser Pay-to-Play Rule
For more than 15 years, the SEC’s investment adviser “pay-to-play” rule has been one of the industry’s most consequential restrictions on political activity, requiring…
Potential Changes to FINRA Rule 2210: Broker-Dealer Retail Communications
FINRA has published proposed amendments to Rule 2210 Communications with the Public that would significantly modernize the supervisory framework governing broker-dealer communications. The proposal…
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We will show you how FiSolve will position your firm to grow its assets and bolster its processes.