Your company’s one source for robust operations, legal and compliance support.
Your company’s one source for robust operations, legal and compliance support.
FiSolve helps asset management and financial services firms achieve and sustain excellence in operational processes, legal oversight and compliance support so our clients may drive business forward.
Our team helps your team when embarking on new business initiatives, evaluating and overseeing your service providers, and providing the absolute best client experience.
Operations, legal and compliance departments at money managers and financial services firms have been under tremendous strain.
FiSolve is here to level the playing field.
“FiSolve brings a unique perspective by helping us with operations, legal and compliance. We receive top-level support to our teams in a thoughtful and cost effective manner.”
Christopher Barnett, co-CEO and Managing Member
Who We Serve
Imagine Having An Expert Bolster Your Team As Needed.
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Ways FiSolve Can Help
WEBINAR: Building a Stellar 2025 Compliance Program for Broker-Dealers and Investment Advisers
As we enter 2025, ensuring your compliance program meets all regulatory requirements is essential for a successful year. Join FiSolve’s Sean Krieger and Kimberly…
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WEBINAR – Insider Trading: Best Practices to Protect Your Firm
Join our expert panel as they dive into recent insider trading cases, assess best practices, and provide guidance on how to ensure your compliance program…
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Finishing Strong: Year-End Compliance Essentials for BDs and IAs
As 2024 unwinds and end-of-year holidays quickly approach, it’s important to keep the below compliance requirements in mind to ensure a successful 2024 program…
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We will show you how FiSolve will position your firm to grow its assets and bolster its processes.