Your company’s one source for robust operations, legal and compliance support.

Your company’s one source for robust operations, legal and compliance support.

FiSolve helps asset management and financial services firms achieve and sustain excellence in operational processes, legal oversight and compliance support so our clients may drive business forward.

Our team helps your team when embarking on new business initiatives, evaluating and overseeing your service providers, and providing the absolute best client experience.

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Operations, legal and compliance departments at money managers and financial services firms have been under tremendous strain.

Firms are facing increasing pressure on fees and reduced margins.

Adding headcount and keeping pace with regulations and technology is a major challenge.

Delivering exceptional client service backed by a strong operational and regulatory program may seem out of reach.

FiSolve is here to level the playing field.

“FiSolve brings a unique perspective by helping us with operations, legal and compliance. We receive top-level support to our teams in a thoughtful and cost effective manner.”

Christopher Barnett, co-CEO and Managing Member

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Who We Serve

Investment Advisers

Wealth Managers

Hedge Funds

Mutual Funds and ETFs

UCITS

Series Trust

Private Equity

Venture Firms

Broker-Dealers

Banks

Trust Companies

Fund of Funds

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Ways FiSolve Can Help

FINRA Cybersecurity: How Does Your Firm Measure Up? 10 Best Practices for Establishing a Robust Cybersecurity Program.

By Kimberly Johnson, Senior Vice President Cybersecurity continues to be one of the most critical operational risks for financial services companies. Like many Legal and…

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Tips for a Successful 2024 Broker Dealer Compliance Program

By Kimberly Johnson, Senior Vice President Not only have we reached the year 2024, but January is almost over! Like many broker-dealers, you are likely…

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SEC Risk Alert: Broker-Dealers AML / CFT Programs

On July 31, 2023, the U.S. Securities and Exchange Commission’s (“SEC”) Division of Examinations (“Division”) published a Risk Alert sharing observations regarding anti-money laundering (“AML”)…

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Contact Us Today

We will show you how FiSolve will position your firm to grow its assets and bolster its processes.